• Represented more than 50 investors in the Pac Equities ponzi scheme in lawsuit against the attorneys who drafted the Offering Memorandum used to solicit sales
  • In NASD arbitration against a national broker, represented several victims of a financial planned (later sentenced to a federal penitentiary) who dummied up monthly client statements while diverting client funds to his own account
  • Represented 25 victims of a ponzi scheme in a lawsuit to recover their investments from the company’s attorneys and the investment advisor firm whose advisor recommended the securities
  • Defended investment management company in lawsuit brought by unhappy investor
  • Defended investment advisor in FINRA arbitration in claim by unhappy investor
  • Represented broker in successful FINRA arbitration related to employment dispute between the broker and former representative